Financial Regulatory Analyst

Futu US Inc. is a financial services company that requires a Financial Regulatory Analyst to ensure compliance with financial regulations and standards specific to brokerage operations. The role involves analyzing brokerage transactions, preparing regulatory filings, and ensuring accurate financial reporting in accordance with regulatory guidelines.

Requirements

• Bachelor’s degree in accounting or similar
• Series 27 or ability to obtain within 6 months
• 2-3 years Regulatory reporting experience from broker dealer (Preferred)
• 2-3 years experience in CFTC reporting requirements for Futures Commission Merchants (Preferred)
• 2-3 years experience in NMLS reporting related to money transmitter license (Preferred)

Benefits

• Comprehensive Paid Medical Benefits
• 401k Employer Contribution
• Generous Paid Time Off & Paid Holidays
• Opportunities for Professional Growth & Development
• Performance Based Bonuses