Compliance Officer

The Compliance Officer role at Raymond James Ltd. involves monitoring and approving trades, responding to compliance inquiries, and conducting social media supervision. The role requires a strong understanding of securities regulations and policies, as well as excellent communication and interpersonal skills. Raymond James offers a competitive compensation and benefits package, including flexible workstyles, RRSP matching, and tuition reimbursement.

Requirements

• Compliance or related branch/operations experience in the securities industry
• Canadian Securities and Conduct and Practices Handbook courses
• MS Office proficiency (Word, Excel, Outlook) and Dataphile
• Superior oral and written communication skills
• Customer service and interpersonal skills
• Multi-tasking and ability to work under pressure
• Independent and team performance
• Legal and/or privacy diplomas (asset)

Benefits

• Health Benefits
• RRSP Matching Program
• Employee Stock Purchase Plan
• Paid Time Off
• Volunteer Days
• Discretionary Bonuses
• Tuition Reimbursement