Compliance Officer

We’re expanding our Wealth Management team and searching for a Compliance Officer to apply policies and regulatory rules, assist in creating and implementing new and amended policies, and monitor compliance.

Requirements

• Strong oral and written communication skills in English
• Problem solving skills necessary to resolve routine and non-routine compliance issues
• Positive attitude
• Minimum 2 years compliance and/or investment experience with an exempt market dealer
• Completed Canadian Securities Course, Exempt Market Proficiency Course or equivalent, or in progress of completion

Benefits

• Competitive pay
• Benefits
• Paid volunteer day
• On-going training
• Growth potential