Compliance Officer - Investment Products (Luxembourg)

Compliance Officer (Investment Products) job description. The role involves ensuring compliance with applicable regulations, particularly within the investment products landscape. The Compliance Officer will support the Compliance Officer in charge of the Compliance function, implement and maintain a robust Compliance Monitoring Programme, perform second-line of-defense controls, highlight weaknesses, and issue recommendations.

Requirements

• Compliance experience – 3-5 years in a regulated financial institution (e.g., bank, EMI, PI, MiFID investment firm, ManCo, or VASP) in Luxembourg or Europe.
• Regulatory knowledge - experience working within a compliance framework is required; direct exposure to audits and inspections is a strong plus.
• Regulatory understanding – European regulations, including MiFID 2 and ideally MiCA, and Luxembourg laws applicable to Investment firms.
• Interest in fintech and investments – including virtual assets, with a strong understanding of technology-driven environments (e.g., automated onboarding, transaction monitoring tools).
• AML/CFT knowledge – including transaction monitoring and international financial sanctions.
• Organizational skills – ability to work independently.
• Curiosity and proactivity – a drive to learn and take initiative.
• Fluent in English – both written and spoken.
• Excellent communication and writing skills – convey complex information clearly and concisely.

Benefits

• Unlimited paid time off
• Psychological support & mental health webinars with Serenis
• Flexible hybrid working system
• Extended parental leave
• Childcare leave
• Professional development programmes
• Internal mobility program
• Language classes with Preply
• Internal workshops & training
• Stock Option Plan (with additional grants often provided based on performance)
• International relocation support
• Competitive salary
• Meal vouchers