Senior Associate, Investment Operations

The Senior Investment Operations Associate is responsible for investment implementation, custodial operations, and first-line operational compliance support. This role serves as a subject-matter expert for custodial workflows, transactional execution, and operational controls.

Requirements

• Bachelor's degree or equivalent experience in finance, operations, or a related field.
• 5–8+ years of experience in investment operations, custodial operations, or financial services operations, preferably within an RIA or regulated environment.
• Strong working knowledge of custodial platforms, account administration, and money movement workflows.
• Experience supporting operational compliance, audits, and regulatory reviews.
• High attention to detail with a strong risk and control mindset.
• Ability to operate independently, manage competing priorities, and exercise sound judgment.
• Strong communication skills and comfort partnering cross-functionally.

Benefits

• Competitive base salary with performance-based bonus opportunities
• Comprehensive medical, dental, and vision insurance
• 401(k) plan with company match
• Paid time off (PTO) and paid holidays
• Continuing education and professional development support (e.g., CFP/CPA/Series 65/66 prep and renewals)
• Life and disability insurance
• Opportunities for career advancement within a growing, entrepreneurial firm
• Collaborative, team-oriented work culture