Senior Associate Director of Compliance

Webull is seeking a Senior Associate Director of Compliance to join our NY Wall Street Operations team. The ideal candidate is a highly experienced compliance professional with deep expertise in FINRA and SEC regulations, strong independent judgment, and proven experience building and enhancing supervisory frameworks.

Requirements

• Bachelor’s degree in Finance, Business, Law, or related field.
• 8+ years of broker-dealer compliance experience (title dependent on experience).
• Series 7, 63, or other relevant FINRA licenses.
• Hold an active Series 24 license or have the ability to obtain it within three months of hire.

Benefits

• Comprehensive Health Coverage: 100% paid medical and dental insurance for employees and dependents, vision insurance, and more!
• Financial Support: 401(k) match, commuter benefits for NY positions, and short-term disability coverage.
• Work-Life Balance: Generous time off that increases with tenure, paid parental leave, personal days, sick time, volunteer days and company holidays.
• Wellness & Pet Care: Fitness and wellness benefits, plus pet insurance for your furry friends.
• Investing in Your Future: We provide tuition reimbursement to help you pursue relevant degrees, certifications, and training that align with your career goals.
• Dynamic Office Perks: Catered breakfast (every Monday) & lunches (every Friday), fully stocked kitchens, and monthly happy hours to connect and collaborate.