Senior Manager, Risk, Compliance and Controls

Join a business in growth phase as Senior Manager, Risk, Compliance and Controls to drive innovation, client experience, and efficiency to help more Australians achieve their wealth goals.

Requirements

• 5+ years' experience in risk or compliance roles within financial services, preferably across superannuation, wrap platforms and/or managed investments.
• Tertiary qualification in a relevant discipline (e.g. Commerce, Business or Law), or equivalent experience
• Proven experience managing compliance incidents, breaches and issues, including breach assessment, root cause analysis and preparation of regulatory notifications and responses.
• Proven experience developing and managing compliance plans for Superannuation Trustees, Responsible Entities and/or AFSL holders.
• Proven experience preparing and presenting risk and compliance reporting to Boards, Board Risk Committees and senior management forums.
• Proven experience performing risk assessments and reviewing control effectiveness to support business change and ongoing risk management.
• Proven experience reviewing risk, compliance and governance arrangements for a Superannuation Trustee, Responsible Entity and/or AFSL holder.

Benefits

• Generous Paid Time Off
• 401k Matching
• Retirement Plan
• Four Day Work Week
• Generous Parental Leave
• Tuition Reimbursement
• Relocation Assistance