Compliance Officer, Complaints and Regulatory Investigations - Contract
CI FinancialToronto, Ontario, Canada
Posted February 27, 2026
55000 - 95000 USD
Contract / Temporary
About the Company
CI Financial is an independent company offering global wealth management and asset management advisory services through diverse financial services firms.
Job Description
Compliance Officer, Complaints and Regulatory Investigations role involves fostering a culture of compliance within the organization, handling complaints and investigations in a fair and transparent manner, and ensuring regulatory requirements are met. The successful candidate will be responsible for completing assessments, reporting valid complaints, preparing internal investigation reports, and drafting response letters. The role requires strong communication skills, knowledge of regulations, and experience in managing complaints and investigations.
Requirements
- Post-secondary education or Canadian Securities Course (CSC)
- 5+ or more years of relevant investment industry experience
- Current knowledge of regulations and compliance requirements
- Strong communication skills, verbal and written
- PC literate with advanced knowledge of MS Office
Benefits
- Health insurance coverage
- Wellness programs
- Life and disability insurance
- Retirement savings plans
- Paid leave programs
- Education-related programs
- Paid holidays and vacation time
