Compliance Officer, Electronic Communications Surveillance, Commercial Banking & Wealth Management Compliance

Compliance Officer, Electronic Communications Surveillance, Commercial Banking & Wealth Management Compliance at CIBC. Monitor, review, and escalate matters related to the conduct of Canadian securities registrants to ensure compliance with regulatory requirements and internal policies.

Requirements

• 2+ years of experience in compliance, risk management, surveillance, or control functions within financial services
• Relevant education (university degree or college diploma in Business, Finance, Law, or related discipline) or equivalent work experience
• Industry certifications or coursework (e.g. Canadian Securities Course, Conduct and Practices Handbook, Options Supervisors Course)
• Tech-savvy and proficient with Excel, Word, PowerPoint, and able to learn new applications

Benefits

• Competitive salary
• Incentive pay
• Banking benefits
• Benefits program
• Defined benefit pension plan
• Employee share purchase plan
• Vacation offering
• Wellbeing support
• MomentMakers (social recognition program)