CASS Operations Specialist

The role supports the firm’s regulatory obligations under the FCA’s Client Assets Sourcebook (CASS) by providing day-to-day oversight, assurance and subject-matter expertise across CMC Markets’ UK regulated entities.

Requirements

• Strong understanding of the FCA CASS regime, specifically CASS 6, 7, 8, 9 and 10.
• At least 5 years’ experience within a regulated operational, compliance, audit or risk environment.
• Strong operational control mindset, with the ability to identify control gaps and propose improvements.
• Good understanding of financial operations, reconciliations and client asset workflows.
• Strong communication and stakeholder management skills, with the ability to influence across teams.
• Highly organised with the ability to manage multiple deliverables under pressure.
• Ability to analyse data, interpret regulation and translate requirements into practical solutions.