Senior Manager, Compliance Operations & Interim Privacy Officer

We are seeking a Senior Manager, Compliance Operations & Interim Privacy Officer to provide leadership in the oversight and execution of the firm's compliance operations and privacy program. The role involves ongoing oversight and delivery of the firm's privacy program, ensuring privacy policies and procedures remain current and compliant with evolving privacy laws and regulatory expectations.

Requirements

• 6+ years of industry experience in compliance, risk management, and/or privacy within a registered Portfolio Manager, Investment Fund Manager, Exempt Market Dealer, or CIRO member firm.
• Undergraduate degree in a related field; industry education/certifications (e.g., CIM, CFA, MBA) are assets.
• Demonstrated experience with compliance policy writing and/or implementation.
• Strong working knowledge of regulators and applicable regimes (e.g., BCSC, OSC, SEC, FINTRAC, and privacy legislation).
• Exposure to areas such as FATCA, CRS, CASL, AODA, AML, KYC, Suitability is an asset.
• Proficiency with MS Office (Outlook, Excel, Word).
• Audit, risk management, and privacy law knowledge.

Benefits

• Competitive performance bonus
• RRSP contribution
• Profit-sharing program
• Share ownership program
• Total rewards package