Senior Compliance Policy Consultant

Senior Compliance Policy Consultant role involves providing expert oversight, constructive challenge, and guidance on financial advice regulation, influencing key decisions, and shaping regulatory change. Opportunity to work in a mutual organisation with a strong commitment to customer outcomes and employee development.

Requirements

• Strong experience in financial advice regulation, including interpreting and applying FCA Conduct of Business rules and Consumer Duty in practice.
• Experience providing compliance oversight, advice, and constructive challenge to stakeholders in financial advice or closely related areas.
• Ability to apply regulatory knowledge pragmatically with a strong customer-outcome focus.
• Excellent communication skills (written and verbal) and strong relationship-building capability.
• Knowledge of data protection requirements is desirable, and relevant qualifications such as a Diploma in regulated financial planning (CII) or equivalent financial advice qualifications are highly desirable.

Benefits

• Annual discretionary bonus scheme
• 25 days annual leave + bank holidays (rising to 30 with service)
• Holiday trading scheme
• Matching employer pension contribution (up to 10%)
• Colleague mortgage (conditions apply)
• Electric & hybrid car scheme
• Private medical insurance
• 3 paid volunteering days per year
• Strong commitment to your training and development
• Inclusive colleague networks including Carers and Pride Alliance groups
• Health and wellbeing benefits including cycle to work and discounted gym membership